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SEC Filings

Latest Proxy
Filing Type: DEF 14A
Event Date: 5/25/2016
Latest Annual Report
Filing Type: AR
Event Date: 12/31/2015
Latest 10-Q
Filing Type: 10-Q
Event Date: 9/30/2016
Latest 10-K
Filing Type: 10-K
Event Date: 12/31/2015

SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
13-D SC 13G 3/23/2017
Non-timely Filing Notice NT 10-K 3/17/2017 12/31/2016
Abstract: Registrant filed a notification of delinquency filing to report that its Form 10-K will not be filed in a timely manner without incurring unreasonable effort and expense.
8-K 8-K 3/16/2017 3/10/2017
Abstract: Registrant reported that on March 10, Christopher Pesch, the former executive vice president, general counsel, chief legal officer and secretary of the registrant left the registrant to pursue other career opportunities.
8-K 8-K 3/14/2017 3/14/2017
Abstract: On March 14, registrant reported its financial results for the quarter and for the year ended Dec. 31, 2016.
8-K 8-K 3/3/2017 2/27/2017
Abstract: Registrant reported that on Feb. 27, it entered into an agreement with Guarantee Insurance Group and Steve Mariano, the chairman, CEO and majority owner of the registrant and the majority owner of Guarantee Insurance, regarding the service agreements between the registrant and Guarantee Insurance Co.
13-D SC 13G 2/13/2017
8-K 8-K/A 1/18/2017 1/13/2017
Abstract: Registrant filed an amendment to the Form 8-K to report the committee appointments of Michael Purcell, Jeffrey Rohr and Sean Bidic.
8-K 8-K 1/5/2017 1/4/2017
Abstract: On Jan. 5, registrant announced the appointments of Michael Purcell and Jeffrey Rohr to its board of directors.
8-K 8-K 12/15/2016 12/14/2016
Abstract: Registrant reported that on Dec. 14, the Court of Chancery of the State of Delaware entered a stipulated order which provides, among other things, that the registrant shall not pay the special dividend or acquire common stock pursuant to the stock repurchase program pending the preliminary injunction hearing, which shall be delayed until as soon after March 24, 2017, as is convenient for the court.
8-K 8-K 12/7/2016 12/7/2016
Abstract: Registrant reported that on Dec. 7, Court of Chancery of the State of Delaware granted a temporary restraining order enjoining the registrant from issuing a special cash dividend of $2.50 per share of common stock on Dec. 9 and from continuing its previously announced stock repurchase program.
8-K 8-K 12/1/2016 12/1/2016
Abstract: Registrant reported that at the hearing held on Dec. 1, the court lifted the temporary restraining order and denied the request for a preliminary injunction that would have continued to prohibit the registrant from issuing the special cash dividend of $2.50 per share of common stock unless the registrant placed $57.5 million in escrow.
8-K 8-K 11/28/2016 11/14/2016
Abstract: Registrant reported that on Nov. 28, it released a press release regarding the closing of a new credit facility and concurrently filed a current report on Form 8-K.
8-K 8-K 11/23/2016 11/21/2016
Abstract: Registrant reported that on Nov. 21, U.S. District Court for the Southern District of New York granted a temporary restraining order enjoining the registrant from issuing a special cash dividend of $2.50 per share of common stock on Dec. 9, unless the registrant first places $57.5 million in escrow pending a hearing on Dec. 1.
8-K 8-K 11/17/2016 11/17/2016
Abstract: On Nov. 17, registrant announced the appointment of James Brien and Sean Bidic to the board of directors.
8-K 8-K 11/17/2016 11/14/2016
Abstract: Registrant reported that on Nov. 14, it notified the NYSE that it was not in compliance with Section 303A.01 and Section 303A.07(a) of the NYSE listed company manual as a result of the reported resignation of Michael Corey from the registrant’s board of directors. Registrant reported that on Nov. 15, it received official notice from the NYSE that it was deficient in meeting these requirements.
8-K 8-K 11/15/2016 11/8/2016
Abstract: Registrant reported that on Nov. 8, Michael Corey notified Steven Mariano, chairman of the board, that he would resign from the board of directors, effective immediately. The resignation letter was included by exhibit.
8-K 8-K 11/14/2016 11/14/2016
Abstract: On Nov. 14, registrant announced certain unaudited preliminary financial results for its third quarter ended Sept. 30.
8-K 8-K 11/14/2016 11/9/2016
Abstract: On Nov. 14, registrant announced that it closed a new credit facility with Cerberus Business Finance LLC to recapitalize the registrant.
10-Q 10-Q 11/14/2016 9/30/2016
8-K 8-K 10/21/2016 10/17/2016
Abstract: Registrant reported that on Oct. 17, Austin Shanfelter, director, notified the registrant that he would resign from the registrant’s board of directors effective immediately. The resignation letter was included by exhibit.

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